SFC Licences of CHAN Yin Chung, Vivien 陳彥中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TPG Capital, Limited 美國德太投資有限公司 | RE | 4 | 22 December 2022 | |
TPG Capital, Limited 美國德太投資有限公司 | RE | 1 | 22 December 2022 | |
NewQuest Capital Advisors (HK) Limited | RE | 9 | 31 August 2022 | 21 December 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 06 September 2011 | 24 January 2013 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 27 November 2009 | 13 July 2011 |