SFC Licences of KOTECHA Vikesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RO | 2 | 07 November 2022 | 01 March 2024 |
| Millennium Capital Management (Hong Kong) Limited | RO | 1 | 07 November 2022 | 01 March 2024 |
| Millennium Capital Management (Hong Kong) Limited | RO | 9 | 20 April 2020 | 01 March 2024 |
| UBS AG | 1 | 24 December 2018 | ||
| UBS Securities Hong Kong Limited | RO | 1 | 08 December 2017 | 05 December 2019 |
| UBS Securities Asia Limited | RO | 1 | 08 December 2017 | 05 December 2019 |
| UBS Securities Hong Kong Limited | RE | 2 | 20 April 2017 | 05 December 2019 |
| UBS Securities Asia Limited | RE | 2 | 20 April 2017 | 05 December 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 April 2017 | 08 December 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 April 2017 | 08 December 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 23 January 2014 | 10 January 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 23 January 2014 | 02 September 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 14 October 2010 | 23 January 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 October 2010 | 23 January 2014 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 17 July 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 October 2009 | 17 July 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 October 2009 | 17 July 2010 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 29 October 2009 | 17 July 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 29 October 2009 | 19 February 2010 |