SFC Licences of LIU Zhi Chen 劉知晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Asset Management Real Assets (Asia) Limited 摩根實物資產管理(亞洲)有限公司 | RE | 1 | 10 November 2010 | 30 June 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 October 2009 | 22 September 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 28 October 2009 | 22 September 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 October 2009 | 22 September 2010 |