SFC Licences of WONG Ho Man, Julian 王皓民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Fidelity Capital (International) Limited RO 9 14 March 2019
First Fidelity Capital (International) Limited RO 4 14 March 2019
First Fidelity Capital (International) Limited RO 1 14 March 2019
First Fidelity Capital (International) Limited RE 9 22 November 2018 14 March 2019
First Fidelity Capital (International) Limited RE 4 22 November 2018 14 March 2019
First Fidelity Capital (International) Limited RE 1 22 November 2018 14 March 2019
Redbridge Global Strategies Limited RE 9 07 May 2018 14 November 2018
Redbridge Global Strategies Limited RE 4 07 May 2018 14 November 2018
Redbridge Global Strategies Limited RE 1 07 May 2018 14 November 2018
South China Investment Management Limited 南華投資管理有限公司 RE 9 15 December 2016 03 September 2017
RE 9 02 July 2013 15 December 2016
South China Commodities Limited 南華期貨有限公司 RE 2 02 February 2012 03 September 2017
South China Securities Limited 南華證券投資有限公司 RE 1 02 February 2012 03 September 2017
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 28 October 2009 13 January 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 28 October 2009 13 January 2012