SFC Licences of ZHANG Harvey Yang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 July 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 July 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 March 2016 | 11 April 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 March 2016 | 11 April 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 March 2016 | 31 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 March 2016 | 31 October 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 September 2012 | 19 June 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 28 October 2009 | 19 June 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 October 2009 | 19 June 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 28 October 2009 | 01 November 2013 |