SFC licenceholder AUA663 ALMEIDA Cristy

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 21 February 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 22 June 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 22 June 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities) 23 October 2009 27 July 2012