SFC Licences of POON Lai Man 潘麗敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 11 March 2020 | 02 April 2020 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 11 March 2020 | 02 April 2020 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 24 March 2015 | 31 December 2019 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 24 March 2015 | 31 December 2019 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 18 August 2014 | 05 December 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 18 August 2014 | 05 December 2014 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 11 December 2009 | 15 September 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 27 October 2009 | 15 September 2012 |