SFC Licences of TO Yuet Kei 杜月琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 November 2014 | 20 April 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 October 2009 | 20 April 2015 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 October 2009 | 20 April 2015 |