SFC Licences of TO Yuet Kei 杜月琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 04 November 2014 20 April 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 October 2009 20 April 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 29 October 2009 20 April 2015