SFC Licences of CHING Tsun Lung 程俊龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Finex Hong Kong Limited	RO	9	29 March 2023
Finex Hong Kong Limited	RO	4	29 March 2023
Finex Hong Kong Limited	RO	1	29 March 2023
Finex Hong Kong Limited	RE	9	07 March 2023	29 March 2023
Finex Hong Kong Limited	RE	4	07 March 2023	29 March 2023
Finex Hong Kong Limited	RE	1	07 March 2023	29 March 2023
Sunfund Fund Management Limited 東皓基金管理有限公司	RO	9	30 November 2022	29 January 2023
Sunfund Securities Limited 東皓證券有限公司	RO	4	23 November 2022	29 January 2023
Sunfund Securities Limited 東皓證券有限公司	RO	1	23 November 2022	29 January 2023
Sunfund Fund Management Limited 東皓基金管理有限公司	RE	9	22 February 2022	30 November 2022
Sunfund Securities Limited 東皓證券有限公司	RE	1	26 August 2021	23 November 2022
Sunfund Securities Limited 東皓證券有限公司	RE	4	06 August 2021	23 November 2022
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司	RE	9	26 April 2021	04 May 2021
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司	RE	4	26 April 2021	04 May 2021
Tairos Investment Management Company Limited 泰萊投資管理有限公司	RE	9	20 March 2019	09 April 2021
Tairos Investment Management Company Limited 泰萊投資管理有限公司	RE	4	20 March 2019	09 April 2021
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	07 February 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	24 July 2017	07 February 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	24 July 2017	02 October 2017
IDS Forex HK Limited	RE	3	20 April 2016	22 June 2017
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務)	RE	3	05 April 2013	31 December 2013
South China Forex Limited 南華外匯有限公司	RE	3	05 August 2010	13 September 2011
South China Commodities Limited 南華期貨有限公司	RE	2	05 August 2010	13 September 2011
South China Securities Limited 南華證券投資有限公司	RE	1	05 August 2010	13 September 2011
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RE	2	27 May 2010	12 July 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	14 January 2010	31 March 2010
Cinda International Securities Limited 信達國際證券有限公司	RE	1	23 October 2009	31 March 2010