SFC Licences of NG Ka Kin 吳家鍵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 28 September 2012 | 23 January 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 28 September 2012 | 23 January 2015 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 11 March 2011 | 20 September 2012 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 11 March 2011 | 20 September 2012 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 28 October 2009 | 26 February 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 October 2009 | 26 February 2011 |