SFC Licences of COLLETT Michael James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | RE | 4 | 30 September 2016 | 02 June 2017 |
| Mirabaud (Asia) Limited | RE | 1 | 30 September 2016 | 02 June 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 13 January 2011 | 11 November 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 June 2010 | 22 July 2010 |
| ICAP Equities Asia Limited | RE | 1 | 26 November 2009 | 29 April 2010 |