SFC Licences of CHAN Siu Wai 陳少威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rock Hill Asset Management Limited 石山資產管理有限公司 | RO | 9 | 21 June 2017 | |
| Rock Hill Asset Management Limited 石山資產管理有限公司 | RO | 4 | 21 June 2017 | |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 10 November 2015 | 02 June 2017 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 10 November 2015 | 02 June 2017 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 10 November 2015 | 02 June 2017 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 22 January 2014 | 03 August 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 14 June 2012 | 06 August 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 9 | 27 January 2011 | 06 August 2012 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 4 | 02 December 2009 | 01 January 2011 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 02 December 2009 | 01 January 2011 |