SFC Licences of TSUI Ursula Yee Har 崔依霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 July 2023 | |
LGT Investment Management (Asia) Limited | RE | 1 | 22 March 2021 | 19 May 2023 |
Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 14 May 2012 | 01 June 2014 |
Aspen Hill Partners (Hong Kong) Limited | RE | 4 | 14 May 2012 | 01 June 2014 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 03 November 2009 | 31 March 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 03 November 2009 | 31 March 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 03 November 2009 | 01 February 2011 |