SFC Licences of LIM Siu Liang, Shaune 林修良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 08 September 2014 | 17 September 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 08 September 2014 | 17 September 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 November 2009 | 14 June 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 02 November 2009 | 01 November 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 02 November 2009 | 07 September 2010 |