SFC Licences of LIM Siu Liang, Shaune 林修良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 08 September 2014 17 September 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 08 September 2014 17 September 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 November 2009 14 June 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 02 November 2009 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 02 November 2009 07 September 2010