SFC Licences of YUNG Muk Tsz 翁木子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 23 August 2021
CLSA Limited 中信里昂證券有限公司 RE 4 07 December 2020 22 June 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 October 2015 08 November 2019
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 30 June 2014 17 August 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 15 August 2012 03 July 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 15 August 2012 03 July 2013
South China Capital Limited 南華融資有限公司 RE 6 17 May 2012 27 June 2012
South China Asset Management Limited 南華資產管理有限公司 RE 4 26 March 2012 27 June 2012
South China Securities Limited 南華證券投資有限公司 RE 1 26 March 2012 27 June 2012
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 30 November 2010 03 January 2012
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 04 November 2009 03 January 2012