SFC Licences of YUNG Muk Tsz 翁木子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 August 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 07 December 2020 | 22 June 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 22 October 2015 | 08 November 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 30 June 2014 | 17 August 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 15 August 2012 | 03 July 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 August 2012 | 03 July 2013 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 17 May 2012 | 27 June 2012 |
| RE | 4 | 26 March 2012 | 27 June 2012 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 26 March 2012 | 27 June 2012 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 30 November 2010 | 03 January 2012 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 04 November 2009 | 03 January 2012 |