SFC Licences of ROYAL Carol
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Equities Asia Limited | RE | 4 | 20 November 2009 | 19 April 2010 |
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Equities Asia Limited | RE | 4 | 20 November 2009 | 19 April 2010 |