SFC Licences of CHEN Wenlai James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 | RO | 9 | 27 October 2017 | |
| BlueCrest Capital Management (Hong Kong) Limited | RO | 2 | 01 April 2015 | 20 January 2017 |
| BlueCrest Capital Management (Hong Kong) Limited | RO | 1 | 01 April 2015 | 20 January 2017 |
| BlueCrest Capital Management (Hong Kong) Limited | RO | 9 | 16 September 2014 | 20 January 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 15 July 2013 | 20 November 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 15 July 2013 | 20 November 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 04 November 2009 | 15 July 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 November 2009 | 15 July 2013 |