SFC Licences of KOT Richard 葛意達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 24 November 2011 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 30 August 2011 13 September 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 30 August 2011 13 September 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 August 2011 13 September 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 November 2009 17 May 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 05 November 2009 17 May 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 05 November 2009 17 May 2010