SFC Licences of SUEN Chak Yeung 孫澤陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 12 September 2018 | 11 January 2019 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 12 September 2018 | 11 January 2019 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 September 2018 | 11 January 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 30 July 2010 | 13 September 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 30 July 2010 | 13 September 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 19 May 2010 | 13 September 2010 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 05 November 2009 | 16 May 2010 |