SFC Licences of LO Wai Kwok Belinda 盧慧幗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 August 2016 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 August 2010 | 03 May 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 23 August 2010 | 30 October 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 November 2009 | 23 July 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 November 2009 | 23 July 2010 |