SFC Licences of LI Ka Yiu 李家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 06 June 2016 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 06 June 2016 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 05 May 2015 | 16 December 2015 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 04 November 2014 |
Merrill Lynch Far East Limited | RE | 1 | 08 June 2010 | 04 November 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 June 2010 | 04 November 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 June 2010 | 20 August 2010 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 09 November 2009 | 28 May 2010 |