SFC Licences of ZHOU Cheng 周成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 12 October 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 16 December 2022 | 22 September 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 September 2015 | 16 December 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 30 September 2015 | 30 October 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 August 2010 | 17 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 August 2010 | 17 June 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 04 November 2009 | 05 August 2010 |