SFC Licences of KOK Sen Kan 郭慎勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Garvis Capital Management Limited 瑞羚資本管理有限公司	RO	4	25 August 2023	13 March 2024
Garvis Capital Management Limited 瑞羚資本管理有限公司	RE	9	25 August 2023	13 March 2024
Jone Portman Limited 祖士栢有限公司	RO	5	19 April 2023	30 June 2023
Jone Portman Limited 祖士栢有限公司	RO	2	19 April 2023	30 June 2023
Jone Portman Limited 祖士栢有限公司	RO	1	19 April 2023	30 June 2023
Jone Portman Limited 祖士栢有限公司	RE	9	04 July 2022	30 June 2023
Jone Portman Limited 祖士栢有限公司	RE	4	04 July 2022	30 June 2023
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司	RO	2	19 May 2020	02 December 2021
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司	RO	1	19 May 2020	02 December 2021
Pacific International Securities Limited 太平洋國際證券有限公司	RO	1	21 June 2019	05 May 2020
Zundiao Securities Limited 尊迪奧證券有限公司	RO	1	03 September 2018	17 May 2019
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	13 April 2016	20 July 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	13 April 2016	20 July 2018
Telecom King Securities Limited 電訊數碼證券有限公司	RE	2	11 July 2014	24 September 2014
Telecom King Securities Limited 電訊數碼證券有限公司	RE	1	11 July 2014	24 September 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	25 November 2013	18 April 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	25 November 2013	18 April 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	08 February 2013	15 April 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	08 February 2013	15 April 2013
CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司	RE	2	06 April 2011	07 August 2011
CMB International Securities Limited 招銀國際證券有限公司	RE	1	24 September 2010	07 August 2011
CMB International Capital Holdings Corporation Limited	RE	1	05 November 2009	16 November 2010