SFC Licences of CHAN Yuen Ting, Sharon 陳婉婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 November 2010 23 March 2012
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 02 November 2010 23 March 2012
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 09 November 2009 20 November 2010