SFC Licences of WONG Nim Chi 王念慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 20 August 2012 | 07 November 2012 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 21 June 2011 | 18 June 2012 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 02 December 2009 | 18 June 2012 |