SFC Licences of TSO Kit Yee 曹潔儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 17 April 2013 09 September 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 17 April 2013 09 September 2019
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 12 November 2009 30 June 2011
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 12 November 2009 30 June 2011
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 5 12 November 2009 01 February 2011