SFC Licences of TSO Kit Yee 曹潔儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 17 April 2013 | 09 September 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 April 2013 | 09 September 2019 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 12 November 2009 | 30 June 2011 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 12 November 2009 | 30 June 2011 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 12 November 2009 | 01 February 2011 |