SFC Licences of IP Hin Fung 葉衍峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 30 August 2011 | 22 August 2014 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 30 August 2011 | 22 August 2014 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 23 June 2011 | 22 August 2014 |
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 23 June 2011 | 22 August 2014 |
HSBC Broking (China) Limited 滙豐金融(中國)有限公司 | RE | 1 | 23 June 2011 | 14 August 2012 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 June 2010 | 15 June 2011 |
Roctec Securities Company Limited 鷹達證券有限公司 | RE | 1 | 06 November 2009 | 25 November 2009 |