SFC Licences of LAM Tze Lok 林子樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Joy Rich Asset Management Company Limited 凱富資產管理有限公司	RO	9	01 February 2021
Joy Rich Securities Investment Limited 海富證券投資有限公司	RO	4	12 September 2019
Joy Rich Securities Investment Limited 海富證券投資有限公司	RE	1	05 June 2019
Nine Rivers Capital Partners Limited 浚承資本有限公司	RO	9	27 February 2018	31 December 2018
Nine Rivers Capital Partners Limited 浚承資本有限公司	RO	4	27 February 2018	31 December 2018
Nine Rivers Capital Partners Limited 浚承資本有限公司	RE	9	21 June 2016	27 February 2018
Nine Rivers Capital Partners Limited 浚承資本有限公司	RE	1	20 October 2015	31 December 2018
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	16 November 2010	26 June 2015
CMBC Securities Company Limited 民銀證券有限公司	RE	1	16 November 2010	26 June 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	06 November 2009	06 November 2010
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	06 November 2009	06 November 2010
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	06 November 2009	06 November 2010