Licences of SFC licenceholder AUC961 CHENG Yan Ting 鄭恩婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited
RE 2 04 May 2020
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 14 April 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1, 4 20 March 2018 10 February 2020
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4 12 February 2016 10 February 2020
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 30 April 2014 10 February 2020
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
RE 1 12 September 2012 31 May 2013
Virtu ITG Hong Kong Limited
RE 1, 7 25 October 2011 16 August 2012
Knight Capital Asia Limited 澧盈資本亞洲有限公司
RE 1, 4 11 November 2009 04 August 2011