SFC Licences of CHENG Yan Ting 鄭恩婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 04 May 2020 | |
| Merrill Lynch Far East Limited | RE | 1 | 14 April 2020 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 April 2020 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 20 March 2018 | 10 February 2020 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 20 March 2018 | 10 February 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 12 February 2016 | 10 February 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 30 April 2014 | 10 February 2020 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 12 September 2012 | 31 May 2013 |
| Virtu ITG Hong Kong Limited | RE | 7 | 25 October 2011 | 16 August 2012 |
| Virtu ITG Hong Kong Limited | RE | 1 | 25 October 2011 | 16 August 2012 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 11 November 2009 | 04 August 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 11 November 2009 | 04 August 2011 |