SFC Licences of SURRENCY Richard Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Franklin Templeton Investments (Asia) Limited | RE | 1 | 07 October 2020 | 30 April 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 November 2009 | 09 January 2012 |