SFC Licences of YIP Heng 葉鏗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 17 May 2017 16 April 2018
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 17 May 2017 16 April 2018
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 17 May 2017 16 April 2018
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 15 July 2010 09 February 2014
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 15 July 2010 09 February 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 12 November 2009 26 February 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 12 November 2009 26 February 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 12 November 2009 26 February 2010