SFC Licences of TSANG Hung Fai 曾雄輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wonderland International Securities Limited 華德國際證券有限公司 |
RE | 1, 2, 4 | 02 October 2019 | 14 May 2021 |
Sheng Yuan Securities Limited 盛源證券有限公司 |
RE | 2 | 16 February 2017 | 21 August 2019 |
Sheng Yuan Securities Limited 盛源證券有限公司 |
RE | 1 | 15 September 2014 | 21 August 2019 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 04 June 2014 | 01 September 2014 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 17 December 2013 | 01 September 2014 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 2 | 17 December 2013 | 27 June 2014 |
Chief Commodities Limited 致富期貨商品有限公司 |
RE | 2 | 09 August 2013 | 18 October 2013 |
Chief Securities Limited 致富證券有限公司 |
RE | 1 | 10 November 2009 | 18 October 2013 |