SFC Licences of CHOW Yuk Chun 周昱俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Fund Management Company Limited 滙達基金管理有限公司 RO 9 09 March 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RO 4 09 March 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RO 1 09 March 2023
Shang International Finance Limited 尚融國際金融有限公司 RO 4 13 July 2018 28 February 2023
Shang International Finance Limited 尚融國際金融有限公司 RO 1 13 July 2018 28 February 2023
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 4 23 June 2016 19 January 2018
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 1 23 June 2016 19 January 2018
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 4 16 May 2016 23 June 2016
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 1 16 May 2016 23 June 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 July 2015 14 May 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 27 July 2015 14 May 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 22 March 2012 22 July 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 22 March 2012 22 July 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 28 September 2010 17 March 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 10 November 2009 17 March 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 10 November 2009 17 March 2012