SFC Licences of LAU Tat Fai 劉達輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 18 January 2010 | 17 March 2012 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 November 2009 | 17 March 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 November 2009 | 17 March 2012 |