SFC Licences of NG Siu Kei 吳兆基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Securities Company Limited 方德證券有限公司 RE 5 12 August 2019
Forthright Securities Company Limited 方德證券有限公司 RE 2 12 August 2019
Forthright Securities Company Limited 方德證券有限公司 RE 4 06 September 2018
Forthright Securities Company Limited 方德證券有限公司 RO 1 03 April 2018
Forthright Securities Company Limited 方德證券有限公司 RE 1 15 February 2018 03 April 2018
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 07 December 2016 11 October 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 12 October 2016 11 October 2017
Fulbright Securities Limited 富昌證券有限公司 RO 1 22 July 2016 11 October 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 08 December 2009 22 July 2016