SFC Licences of NG Siu Kei 吳兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 | RE | 5 | 12 August 2019 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 2 | 12 August 2019 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 06 September 2018 | |
| Forthright Securities Company Limited 方德證券有限公司 | RO | 1 | 03 April 2018 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 15 February 2018 | 03 April 2018 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 07 December 2016 | 11 October 2017 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 12 October 2016 | 11 October 2017 |
| Fulbright Securities Limited 富昌證券有限公司 | RO | 1 | 22 July 2016 | 11 October 2017 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 08 December 2009 | 22 July 2016 |