SFC Licences of FANG Peter 方宗鼎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 01 June 2010 | 28 September 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 01 June 2010 | 28 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2010 | 28 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 June 2010 | 28 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2010 | 28 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2010 | 28 September 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 12 November 2009 | 21 May 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 12 November 2009 | 21 May 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 12 November 2009 | 21 May 2010 |