SFC Licences of FAN Lin 樊林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 01 September 2011 07 May 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 November 2009 30 March 2011