SFC Licences of CHAN Wai Ho 陳緯豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 2 15 February 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 15 February 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 22 November 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 22 November 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 03 October 2022 15 February 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 03 October 2022 15 February 2023
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 25 September 2019 21 September 2022
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 25 September 2019 21 September 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 05 January 2016 15 September 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 05 January 2016 15 September 2019
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 10 April 2014 19 December 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 10 April 2014 19 December 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 2 26 July 2012 27 January 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 July 2012 27 January 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 17 November 2009 08 April 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 17 November 2009 08 April 2012
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 17 November 2009 08 April 2012