SFC Licences of TANAKA Shunsuke

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 30 May 2011 16 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 30 May 2011 16 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 May 2011 16 November 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 23 November 2009 31 March 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 23 November 2009 31 March 2011