SFC Licences of BAN Sui Lyn, Lena
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 05 November 2011 | 06 August 2018 |
RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 05 August 2010 | 25 October 2011 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 19 November 2009 | 19 January 2010 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 19 November 2009 | 19 January 2010 |