SFC Licences of LEGUAY Frederic Hubert Francois
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 03 March 2014 | 10 March 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 03 March 2014 | 10 March 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 20 April 2011 | 04 May 2011 |
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 20 April 2011 | 04 May 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 April 2011 | 04 May 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 November 2009 | 07 December 2009 |
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 23 November 2009 | 07 December 2009 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 November 2009 | 07 December 2009 |