SFC Licences of SHERIDAN Richard Leo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 7 | 05 May 2014 | 06 August 2014 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 1 | 05 May 2014 | 06 August 2014 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 14 March 2012 | 05 May 2014 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 14 March 2012 | 05 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 19 January 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 April 2010 | 19 January 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 November 2009 | 27 November 2009 |