SFC Licences of LIU Zhiyi 劉之意

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 4 23 January 2013 15 August 2014
BOCOM International Securities Limited 交銀國際證券有限公司
RE 4 23 November 2009 02 April 2010