SFC Licences of LIU Zhiyi 劉之意
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 23 January 2013 | 15 August 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 January 2013 | 15 August 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 23 November 2009 | 02 April 2010 |