SFC Licences of NG Yuen Ling 伍婉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 29 May 2019 | 06 March 2021 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 29 May 2019 | 06 March 2021 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 4 | 26 May 2017 | 31 July 2017 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 1 | 26 May 2017 | 31 July 2017 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 02 February 2015 | 13 May 2017 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 February 2014 | 15 January 2015 |
Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 24 November 2009 | 26 July 2010 |
Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 4 | 24 November 2009 | 26 July 2010 |