SFC Licences of NG Pang Chak 吳彭澤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I Win Asset Management Limited 一盈資產管理有限公司 RE 9 11 November 2021
I Win Asset Management Limited 一盈資產管理有限公司 RE 4 11 November 2021
I Win Securities Limited 一盈證券有限公司 RE 1 03 August 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 2 25 May 2020 20 July 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 1 25 May 2020 20 July 2021
Fulbright Securities Limited 富昌證券有限公司 RE 1 29 July 2019 11 May 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 2 29 July 2019 11 May 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 04 December 2018 16 July 2019
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 04 December 2018 16 July 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 12 November 2013 12 November 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 12 November 2013 12 November 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 August 2010 30 October 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 26 August 2010 30 October 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 November 2009 16 August 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 November 2009 16 August 2010