SFC Licences of KWAN Cheuk Shing 關卓誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 19 September 2019 | 01 August 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 15 November 2017 | 01 August 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 March 2011 | 21 May 2011 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 24 December 2009 | 20 February 2011 |