SFC Licences of LIU Lili 劉立力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 06 October 2014 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 15 August 2011 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 15 August 2011 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 15 August 2011 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 24 November 2009 | 15 August 2011 |