SFC Licences of SHEKHAWAT Shilesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 7 | 27 May 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 27 May 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 17 February 2021 | 27 May 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 February 2021 | 27 May 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 17 February 2021 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 18 October 2012 | 16 August 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 18 October 2012 | 16 August 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 October 2012 | 16 August 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 November 2009 | 05 July 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 25 November 2009 | 05 July 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 November 2009 | 05 July 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 25 November 2009 | 05 July 2010 |