SFC Licences of WU Ching Hon 胡正翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 08 October 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1, 4 08 October 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 5 19 February 2019 25 September 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 03 April 2018 25 September 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4, 9 08 August 2017 25 September 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 14 September 2015 25 September 2020
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司
RE 1 24 July 2013 03 August 2015
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司
RE 4 17 April 2012 03 August 2015
OnePlatform Asset Management Limited 環一資產管理有限公司
RE 1 31 May 2010 17 February 2012
OnePlatform Asset Management Limited 環一資產管理有限公司
RE 4 29 December 2009 31 May 2010