SFC Licences of LIU Xi 劉溪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 07 September 2010 | 07 June 2013 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 25 November 2009 | 07 June 2013 |